Inforalgo’s cloud-based solution, RegFlex for FINRA CAT, removes the need for the firm to build its own connectivity for FINRA Consolidated Audit Trail reporting & solves the problem of consolidating order data from multiple different … [Read more...] about Ambitious New York Proprietary Trading Firm Turns to Inforalgo for Consolidated Audit Trial (CAT) Reporting as Deadlines Loom
CAT
Inforalgo Awarded Authorised CAT Reporting Agent and Connectivity Hub Status
In a timely move for broker-dealers and trading firms dealing in US equity and options, Capital Markets data automation specialist Inforalgo has been named an authorised Consolidated Audit Trail (CAT) reporting agent and connectivity hub (Service … [Read more...] about Inforalgo Awarded Authorised CAT Reporting Agent and Connectivity Hub Status
CAT Expert Urges Trading Firms to Step Up Data Preparations as 1st Deadline Looms
With phase-one compliance due by April 2020, testing due to begin this December, and most specifications now confirmed, broker-dealers and trading firms have no time to lose. Harshad Pitkar, an independent CAT expert, believes smaller trading firms could … [Read more...] about CAT Expert Urges Trading Firms to Step Up Data Preparations as 1st Deadline Looms
CAT scan: what’s the latest? Published in Bobsguide and authored by Inforalgo board advisor Harshad Pitkar
In March this year, US stock markets announced that the Financial Industry Regulatory Authority (FINRA) would take over as the orchestrator for the consolidated audit trail (CAT), a massive database for all equity and options trades executed on their … [Read more...] about CAT scan: what’s the latest? Published in Bobsguide and authored by Inforalgo board advisor Harshad Pitkar
CAT back among the pigeons: what now? Published in Finance Derivative and authored by Inforalgo board advisor Harshad Pitkar
Earlier this year, the Financial Industry Regulatory Authority (FINRA) was confirmed as the new orchestrator of the consolidated audit trail (CAT) – a huge database that will house accurate, up-to-date records of all US equity and options trades. With … [Read more...] about CAT back among the pigeons: what now? Published in Finance Derivative and authored by Inforalgo board advisor Harshad Pitkar
FINRA Reminds Firms to Register for CAT Reporting by June 27, 2019
FINRA is issuing this Notice to remind firms they must register with FINRA CAT, LLC (FINRA CAT) for reporting to the Consolidated Audit Trail (CAT). CAT registration commenced on March 18, 2019, and will run through June 27, 2019. All Industry Members, as … [Read more...] about FINRA Reminds Firms to Register for CAT Reporting by June 27, 2019
