Regulatory Reporting

Regulatory Reporting

High operating costs, data silos, and the growing burden of creating regulatory reports – with complex eligibility determination, across multiple reporting regimes – are denting banking profits.

Between the substantial demands of Europe’s MiFID II; EMIR, which is currently being re-written; the US’s FINRA TRACE which is increasing the scope of reportable instruments; CAT and SFTR, rolling out in 2019; and Singapore’s MAS, due to be upgraded in 2020, there is no let-up. Financial institutions are now demanding a more sustainable, repeatable approach to reporting – boosted by intelligent automation.

That’s where Inforalgo comes in

Regulatory Reporting

High operating costs, data silos, and the growing burden of creating regulatory reports – with complex eligibility determination, across multiple reporting regimes – are denting banking profits.

Between the substantial demands of Europe’s MiFID II; EMIR, which is currently being re-written; the US’s FINRA TRACE which is increasing the scope of reportable instruments; CAT and SFTR, rolling out in 2019; and Singapore’s MAS, due to be upgraded in 2020, there is no let-up. Financial institutions are now demanding a more sustainable, repeatable approach to reporting – boosted by intelligent automation.

That’s where Inforalgo comes in

How we can help

Through intelligent data automation, we can help make much lighter work of regulatory reporting – no matter how requirements evolve and intensify. We specialise in digesting and making sense of data from disparate sources, including diverse trading, regulatory and risk systems. Our data automation platform applies smart, rules-driven workflow to streamline information preparation and delivery to regulators – increasing the accuracy, reliability and speed of regulatory filing, while reducing operational costs because of the low-touch processing involved.

Our data automation platform makes it easy to:

  • Ingest multiple data feeds, irrespective of their diverse data models and protocols;
  • Validate accuracy against an approved data set; and
  • Deliver complete, compliant information to regulators in real time. What’s more, you’ll retain full visibility and control of your data right across the trading process
How we can help

Through intelligent data automation, we can help make much lighter work of regulatory reporting – no matter how requirements evolve and intensify. We specialise in digesting and making sense of data from disparate sources, including diverse trading, regulatory and risk systems. Our data automation platform applies smart, rules-driven workflow to streamline information preparation and delivery to regulators – increasing the accuracy, reliability and speed of regulatory filing, while reducing operational costs because of the low-touch processing involved.

Our data automation platform makes it easy to:

  • Ingest multiple data feeds, irrespective of their diverse data models and protocols;
  • Validate accuracy against an approved data set; and
  • Deliver complete, compliant information to regulators in real time. What’s more, you’ll retain full visibility and control of your data right across the trading process

“(The) business is fed up with investing in regulation! Instead we need to slash costs.”

Project Manager, German Bank (Regulatory reporting: time for a rethink? Capital Markets best practice for 2019, JWG)

Our flexible solution can help transform both simple and complex reporting situations.

Our flexible solution can help transform both simple and complex reporting situations.

Simple reporting scenarios:
data collation and delivery

Here, we ingest, transform and send required transaction detail in real time or batch loads.

Key differentiators and benefits:

  • We are experts in data transformation, especially from multiple sources, cutting through information preparation complexity
  • We take care of the ‘always on connection’ needed to deliver the data to regulators, relieving you of the burden.

More complex reporting scenarios:
fitting the detail to the requirement

Here we transform and enrich data before we send it on to the respective regulators, making sure that the information filed is complete and specific enough for their exact requirements. If fields are incomplete or missing we can automate alerts to individuals so they can find and add that information. If the data being sent is greater than what’s needed for reporting, we filter down to just what’s required and ignore the rest. 

Simple reporting scenarios:
data collation and delivery

Here, we ingest, transform and send required transaction detail in real time or batch loads.

Key differentiators and benefits:

  • We are experts in data transformation, especially from multiple sources, cutting through information preparation complexity
  • We take care of the ‘always on connection’ needed to deliver the data to regulators, relieving you of the burden.

More complex reporting scenarios:
fitting the detail to the requirement

Here we transform and enrich data before we send it on to the respective regulators, making sure that the information filed is complete and specific enough for their exact requirements. If fields are incomplete or missing we can automate alerts to individuals so they can find and add that information. If the data being sent is greater than what’s needed for reporting, we filter down to just what’s required and ignore the rest. 

We can help you comply with current and future reporting requirements 

MiFID II  FINRA TRACE  SFTR  MAS  CAT
Dodd-Frank   EMIR

Let us help you

  • Remove the burden and cost of collating, preparing and delivering regulatory data
  • Meet intra- and inter-day reporting obligations with batch or real-time reporting capabilities
  • Avoid close-of-trade data reconciliation bottlenecks
  •  Save hours a day on manual checks for inconsistencies in trading data, by automating validation checks
  •  Improve regulatory reporting success rates, through intelligent automation
  • Avoid six-figure fines, with robust, accurate and complete data reporting to international financial authorities, however their requirements evolve and intensify

“Inforalgo’s best-of-breed technology allows us to meet transactional data set requirements, including matching, reconciling and reporting. As a result, we have been able to reduce the effort required in meeting reporting obligations with greater speed and accuracy.”

Nichola Hunter, CEO, Liquidity Edge