Regulatory Reporting

STP and Regulatory Reporting

High operating costs, data silos, and the growing burden of creating regulatory reports – with complex eligibility determination, across multiple reporting regimes – are denting banking profits.

Between the substantial demands of Europe’s MiFID II; EMIR, which is currently being re-written; the US’s FINRA TRACE which is increasing the scope of reportable instruments; CAT and SFTR, rolling out in 2019; and Singapore’s MAS, due to be upgraded in 2020, there is no let-up. Financial institutions are now demanding a more sustainable, repeatable approach to reporting – boosted by intelligent automation.

That’s where Inforalgo comes in

STP and Regulatory Reporting

High operating costs, data silos, and the growing burden of creating regulatory reports – with complex eligibility determination, across multiple reporting regimes – are denting banking profits.

Between the substantial demands of Europe’s MiFID II; EMIR, which is currently being re-written; the US’s FINRA TRACE which is increasing the scope of reportable instruments; CAT and SFTR, rolling out in 2019; and Singapore’s MAS, due to be upgraded in 2020, there is no let-up. Financial institutions are now demanding a more sustainable, repeatable approach to reporting – boosted by intelligent automation.

That’s where Inforalgo comes in

How we can help

Through STP, we can help make much lighter work of regulatory reporting – no matter how requirements evolve and intensify. We specialise in extracting, transforming and sending data from disparate sources and transporting it in real-time to the regulator.

Our STP platform applies smart, rules-driven workflow to streamline information preparation and delivery – increasing the accuracy, reliability and speed of regulatory filing, while reducing operational costs due to the low-touch processing involved.

Our data STP platform makes it easy to:

  • Ingest multiple data feeds, irrespective of their diverse data models and protocols;
  • Validate accuracy against an approved data set; and
  • Deliver complete, compliant information to regulators in real time.

What’s more, you’ll retain full visibility and control of your data right across the trading process.

How we can help

Through STP, we can help make much lighter work of regulatory reporting – no matter how requirements evolve and intensify. We specialise in extracting, transforming and sending data from disparate sources and transporting it in real-time to the regulator.

Our STP platform applies smart, rules-driven workflow to streamline information preparation and delivery – increasing the accuracy, reliability and speed of regulatory filing, while reducing operational costs due to the low-touch processing involved.

Our data STP platform makes it easy to:

  • Ingest multiple data feeds, irrespective of their diverse data models and protocols;
  • Validate accuracy against an approved data set; and
  • Deliver complete, compliant information to regulators in real time.

What’s more, you’ll retain full visibility and control of your data right across the trading process.

We can help you comply with current and future reporting requirements 

MiFID II  FINRA TRACE  SFTR  MAS  CAT
Dodd-Frank   EMIR

“(The) business is fed up with investing in regulation! Instead we need to slash costs.”

Project Manager, German Bank (Regulatory reporting: time for a rethink? Capital Markets best practice for 2019, JWG)

Let us help you

  • Remove the burden and cost of collating, preparing and delivering regulatory data
  • Meet intra- and inter-day reporting obligations with batch or real-time reporting capabilities
  • Avoid close-of-trade data reconciliation bottlenecks
  •  Save hours a day on manual checks for inconsistencies in trading data, by automating validation checks
  •  Improve regulatory reporting success rates, through intelligent automation
  • Avoid six-figure fines, with robust, accurate and complete data reporting to international financial authorities, however their requirements evolve and intensify

“Inforalgo’s best-of-breed technology allows us to meet transactional data set requirements, including matching, reconciling and reporting. As a result, we have been able to reduce the effort required in meeting reporting obligations with greater speed and accuracy.”

Nichola Hunter, CEO, Liquidity Edge